When conducting restricted parties screening, which group should be included?

In restricted parties screening, it is crucial to include new employees, agents, brokers, and visitors. This comprehensive approach is designed to ensure that any individuals or entities who may pose a risk are properly vetted before engaging with the organization. New employees and key external parties—such as agents and brokers—are often involved in activities that could expose the organization to compliance risks, especially in industries that deal with sensitive products or data. Including visitors in this screening process additionally helps mitigate risks associated with unexpected security breaches or compliance issues.

This practice aligns with best compliance strategies, as it helps ensure that the organization is not inadvertently doing business with individuals or entities that are restricted due to sanctions or other legal restrictions. Therefore, incorporating a wide array of parties in the screening process is vital for maintaining security and adhering to regulatory requirements.